Thomas Jefferson's Doctrine of Higher Obligation

One of the more contentious aspects of George W. Bush's term as President has been the use of Executive Orders to determine the constitutional action by the executive in response to legislation. Executive Orders do not have the force of law, they only have the force of procedure within the Administration, but as the executive executes the laws formalised by Congress in legislation, they can have serious effect in how the laws are enforced.

Because the President is using Executive Orders to outline the constitutional boundaries between executive and legislative there is concern that the Executive Orders are being used to legislate from the executive pulpit. It is probably more meaningful to see these actions under Jefferson's doctrine of higher obligation which effectively nullifies the doctrine of judicial review.

The Bush Administration has not really coherently argued why they seek to expand the power of the executive. Like many of their policies it is a mish-mash of convenient media grabs, often inconsistent, often absurd, but always effective in expanding the reach and power of the executive.

Since 2001 the US has been in a state of emergency due to the September 11th attacks, which has been renewed each year, and according to Congress and the Supreme Court, the US is in a state of war. John Yoo has argued that the President has absolute power under such situations but this has been refuted by Congress and the Judicial - yet the executive has increasingly expansive powers under emergency and wartime.

Constitutional practice in countries with written constitutions has led to the doctrine of Judicial Review. This is where the High Court or Supreme Court is the final arbiter in interpreting the constitution and determining whether a law or action is constitutional.

We have seen in recent Australian High Court cases judges re-assert that doctrine even in times of national emergency. For instance Spender wrote:

True it is that the executive is charged with a heavy responsibility in matters of national security, but parliament has defined the limits defining the discharge by the executive of that responsibility, and it is for the judicial arm of government "to ensure that ministerial or other official action (is) lawful and within jurisdiction"

Separation of powers do not break down in national emergency.

Thomas Jefferson was a strong exponent for separation of powers, however, he rejected the doctrine of judicial review; instead preferring the whig doctrine of higher obligation. This is similar to Locke's discretionary power of prerogative which Locke described as the power to act:

for the public good, without the prescription of law, and sometimes against it.

Locke's description enables emergency government and executive rule. That is consistent with Whig philosophy which sees popular sovereignty as dominant over fundamental law (constitutional law). When Howard argues for "aspirational nationalism" he is claiming the whig view that electoral success is higher politically than a written federalist constitution.

Consequently, under Whig doctrine, the executive can act unconstitutionally without penalty as long as it is within popular sovereignty. Conservative commentators in Australian media often dub this "in the national interest".

Many self-described Australian liberals and conservatives are Whigs rather than Republicans for this reason. This is why whig philosophy is more comfortable with a statutorial constitution (non-entrenched) which can be amended by the executive/legislative. It is also why whigs are comfortable with the mix of executive and legislative power in a parliament where republicans prefer stronger separation of powers.

Jefferson's doctrine in this area has since been discredited by his peers, including John Marshall and James Madison, as well as successive presidencies. The doctrine of judicial review is well established as being pivotal in restraining the executive and legislative and maintaining a constitutional system of limited government rather than maximilist executive governance.

Jefferson's doctrine also enables emergency governance or a state of exception. Something that Madison warned against when he wrote that the emergency of war is one of the fastest ways for executive tyranny to occur:

No nation can preserve its freedom in the midst of continual warfare. War is in fact the true nurse of executive aggrandizement.

But we can see in Jefferson's doctrine the actions of George W. Bush and how he has asserted the executive's constitutional right to determine whether legislation that has passed the houses of congress, been signed into law by the executive and passed judicial muster can still be interpreted through an Executive Order as to the constitutional restrictions on the executive.

Judicial Review has become a lynchpin component of limited government. Jefferson's doctrine did not survive his presidency two centuries ago. The allowance for a state of emergency places Jefferson's and Locke's doctrine in opposition to Madisonian and Harpurian Republicanism. It has no place in a modern republic or liberal democracy.
Permalink, Thomas Jefferson's Doctrine of Higher Obligation, Sep 2007, cam
cam: As a note: I have described the difference between English Constitutionalism and American Constitutionalism before.

In the context of this article the use of Whig doctrine is analogous to English Constitutionalism and Republican doctrine to American Constitutionalism. Whig doctrine is based in popular sovereignty, while American Republicanism is based in fundamental law (natural rights). It is the innovation beyond Whigism which Jefferson was a major part, however, his doctrine of higher obligation was in opposition to Madison's republicanism.

It is also interesting to note that historians which criticise Jefferson's presidency tend to do so with a Madisonian view of executive power, rather than Jefferson's view of executive legitimacy for action through popular sovereignty and higher obligation. Jefferson's presidency becomes more consistent under this doctrine.

More Reading on Thomas jefferson

Most Popular on South Sea Republic

The articles that have been viewed the most:

Most Popular Restaurants in Phoenix

Phoenix Eats Out is the restaurant review site for Phoenix, Scottsdale and Old Town Scottsdale which lists the modernist and contemporary restaurants, taverns and bars in the greater Phoenix area. This is the list of the most popular restaurants pages from phoenixeatsout.com that have been viewed the most; My personal favourite restaurants in Phoenix are AZ88, Postinos, Bomberos with Grazie, Humble Pie, Orange Table, The Vig, Fez and others coming close behind. View the complete list with the photo-journalistic style images on phoenixeatsout.com

Most Popular Hikes in Arizona

Arizona is an outdoor state and has lots of hiking in the city and around the state. Phoenix is unusual for most cities in having several large mountains in the center of the city with great hiking. Anyone who comes to Phoenix has to do the Echo Canyon trail on Camelback and the Summit Hike on Squaw Peak or Piesta Peak. The views of the city, suburbs and surrounding mountains are wonderful from Camelback and Piesta Peak. For more experienced hikers there is the McDowell Mountains in North Scottsdale that has several difficult and strenuous hikes in Tom's Thumb and Bell Pass. Alternatively, you can hike the highest mountain in Arizona. At 12,600 feet Humphrey's Peak is a long and difficult hike.

Alternate Australian Constitutions

Between 2004 and 2009 this site, southsearepublic.org, was a constitutional blog based on scoop which focused on Australian and global constitutional issues. One of the strongest aspects of it was the development of constitutions by those involved in the blog. These constitutions are the outcome: The constitutions were built using principles from Montesquieu's separation of powers, the enlightnment's universal political rights and the ancient Athenian technology of sortition and choice by lot.

Archives For South Sea Republic

South Sea Republic started in 2004 as an Australian constitutional blog in 2004 based on scoop software. It was an immigrative outgrowth of Kuro5hin. The archives for each year since then; The articles are ordered by views.

Who Is Cam Riley

Cam Riley I am an Australian living in the United States as a permanent resident. I am a software developer by trade and mostly work in Java and jump between middleware and front end. I originally worked in the New York area of the United States in telecommunications before moving to Washington DC and working in a mix of telecommunications, energy and ITS. I started my own software company before heading out to Arizona and working with Shutterfly. Since then I have joined a startup in the Phoenix area and am thoroughly enjoying myself.

I do a lot of photography which I post on this website, but also on flickr. I have a photo-journalistic website which lists the modernist and contemporary restaurants in phoenix. I have a site on the Australian Flying Corps [AFC] which has been around since the 1990s and which I unfortunately lost the .org URL to during a life event; however, it is under the www.australianflyingcorps.com URL now. The AFC website has gone through several iterations since the 90s and the two most recent are Australian Flying Corps Archives(2004-2002) and Australian Flying Corps Archives(2002-1999) which are good places to start.

Websites Worth Reading

Websites of friends, colleagues and of interest;